Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

SUP 8A.2 Introduction and conditions

As Published: 2014

SUP 8A.2 Introduction and conditions

…

EG 19.17 Regulated Covered Bonds Regulations 2008

As Published: 2016

EG 19.17 Regulated Covered Bonds Regulations 2008

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

DEPP 6.6 Financial penalties for late and incomplete submission of reports

CONC 8.1 Application

MAR 4.1 Application and Purpose

REC 3.9 Fees and incentive schemes

SUP App 2.8 Ceasing to effect contracts of insurance

REC 3.19 Investigations

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

PERG 16.5 How AIFMD affects other regulated activities

PERG 6.2 Purpose of guidance

RCB 4.1 Application and purpose

GEN 4.2 Purpose

COLL 4.5 Reports and accounts

RCB 4.2 Enforcement powers and penalties

RCB 6.2 Policy on decision and warning notices

REC 4.4 Complaints

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

SUP 8A.2 Introduction and conditions

EG 19.17 Regulated Covered Bonds Regulations 2008