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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

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COBS 9.1 Application and purpose provisions

As Published: 2007

COBS 9.1 Application and purpose provisions

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

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MAR 7A.5 Requirements when acting as a general clearing member

As Published: 2017

MAR 7A.5 Requirements when acting as a general clearing member

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DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

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CASS 9.5 Reporting to clients on request

As Published: 2014

CASS 9.5 Reporting to clients on request

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EG 3.7 Investigations to assist overseas authorities (section 169)

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

PERG 12.4 The application of requirements which implemented EU directives

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

MCOB 3A.4 Qualifying credit financial promotions

MCOB 2A.3 Foreign currency loans

COLL 6.11 Risk control and internal reporting

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

SUP 16.14 Client money and asset return

SYSC 6.2 Internal audit

REC 6.5 FCA decision on recognition

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)