Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

…

DTR 1.1 Application and purpose (Disclosure guidance)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure guidance)

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 21.1 Form of waiver for energy market participants

PERG 16.5 How AIFMD affects other regulated activities

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

SYSC 12.1 Application

SUP 16.13 Reporting under the Payment Services Regulations

PERG 6.3 Background

BIPRU 3.4 Risk weights under the standardised approach to credit risk

CONC 3.2 Financial promotion general guidance

SUP 15.7 Form and method of notification

CASS 11.1 Application

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

EG 19.17 Regulated Covered Bonds Regulations 2008

COCON 3.1 General factors for assessing compliance

EG 2.1 Case selection and the use of enforcement powers

SUP 15.4 Notified persons

CASS 7.19 Clearing member client money sub-pools

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

SUP 10A.12 Procedures relating to FCA-approved persons

DTR 1.1 Application and purpose (Disclosure guidance)