Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG App 2.1 Purpose, status and application of the guidelines

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

REC 4.6 The section 296 power to give directions

EG 15.3 Disqualification under section 345

PERG 12.3 Rights under a personal pension scheme

DTR 8.2 Approval as a primary information provider

REC 3.14A Operation of a trading venue

REC 2.16 Complaints

EG 1.1 Overview

SUP 8.9 Decision making

SUP 9.1 Application and purpose

COBS 2.1 Acting honestly, fairly and professionally

SUP 15.1 Application

SUP 10C.3 General material about the definition of controlled functions

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

CONC 5.2 Creditworthiness assessment: before agreement [deleted]

INSPRU 8.4 Capacity Transfer Market

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

REC 2.12 Availability of relevant information and admission of financial instruments to trading