Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

…

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

…

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

…

PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'

…

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

…

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 13.1 Introduction

COBS 4.7 Direct offer financial promotions

PERG 4.8 Administering a regulated mortgage contract

SUP 5.1 Application and purpose

COBS 15.2 The right to cancel

SUP 15.3 General notification requirements

PERG 15.5 Negative scope/exclusions

MIPRU 4.2A Credit risk capital requirement

SUP 16.5 Annual Close Links Reports

PR 5.6 Miscellaneous

FEES 5.9 [deleted]

EG 2.10 Industry guidance

COBS 12.2 Investment research and non-independent research

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)