Search Result

541 - 560 of 1327 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

DEPP 4.2 Urgent statutory notice cases [deleted]

As Published: 2011

DEPP 4.2 Urgent statutory notice cases [deleted]

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

CREDS 9.1 Application and purpose

As Published: 2011

CREDS 9.1 Application and purpose

IPRU-INV 2.4 BONDING REQUIREMENT FOR ACCOUNTANTS

As Published: 2015

IPRU-INV 2.4 BONDING REQUIREMENT FOR ACCOUNTANTS

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

As Published: 2016

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

EG 4.12 Search and seizure powers

As Published: 2016

EG 4.12 Search and seizure powers

EG 15.1 Introduction

As Published: 2016

EG 15.1 Introduction

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

As Published: 2016

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act [deleted]

EG 9.1 Introduction

As Published: 2016

EG 9.1 Introduction

EG 10.3 Asset-freezing injunctions

As Published: 2016

EG 10.3 Asset-freezing injunctions