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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

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COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

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SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

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EG 6.1 Publicity during FCA investigations

CASS 5.1 Application

BIPRU 8.1 Application

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

EG 7.2 Alternatives to sanctions

COLL 8.4 Investment and borrowing powers

EG 10.1 Introduction

SYSC 19E.2 Remuneration policies and practices

SYSC 19D.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]