Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

SUP 16.12 Integrated Regulatory Reporting

As Published: 2006

SUP 16.12 Integrated Regulatory Reporting

…

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

…

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 16.17 Remuneration reporting [deleted]

MAR 6.2 Purpose

SUP 5.6 Confidential information and privilege

SUP 8.2 Introduction

FEES 8.1 [deleted]

EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

COLL 7.1 Introduction

CASS 8.3 Records and internal controls

TC 2.1 Assessing and maintaining competence

COND 1.2 Purpose

EG 2.14 Legal review

SUP 10A.16 How to apply for approval and give notifications

PERG 8.6 Communicate

MAR 10.4 Position reporting

COLL 6.13 Record keeping

PERG 5.12 Link between activities and the United Kingdom

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

SUP 16.12 Integrated Regulatory Reporting

FEES 4.2 Obligation to pay periodic fees

COLL 12.3 EEA UCITS management companies