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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

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PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

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EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

As Published: 2016

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

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PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

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PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

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MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

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EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

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PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

PERG 16.3 Managing an AIF

PERG 4.13 Other exemptions

SUP 11.5 Notifications by firms

REC 6.6 Supervision

PERG 6.7 Examples

COCON 4.1 Specific guidance on individual conduct rules

SUP 5.5 Duties of firms

COBS 4.12 [deleted]

REC 3.21 Criminal offences and civil prohibitions

COLL 6.13 Record keeping

SUP 15.5 Core information requirements

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]