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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

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COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

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PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

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MAR 8.3 Requirements for benchmark administrators [deleted]

As Published: 2015

MAR 8.3 Requirements for benchmark administrators [deleted]

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REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

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SUP 9.2 Making a request for individual guidance

SUP 18.4 Friendly Society transfers and amalgamations

COLL 6.9 Independence, names and UCITS business restrictions

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

FEES 13.2 The IML levy

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

EG 18.1 Cancellation on the FCA’s own-initiative

COLL 6.2 Dealing

SUP 5.3 Policy on the use of skilled persons

REC 3.16 Information technology systems

SUP 10A.6 FCA governing functions

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy