Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

DISP App 3.7 Approach to redress at step 1

As Published: 2011

DISP App 3.7 Approach to redress at step 1

…

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

…

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

As Published: 2016

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

…

COBS 10.2 Assessing appropriateness: the obligations

As Published: 2007

COBS 10.2 Assessing appropriateness: the obligations

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CONC 8.2 Conduct standards: debt advice

COLL 9.3 Section 272 recognised schemes

COBS 19.1 Pension transfers, conversions, and opt-outs

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

MAR 5A.4 Trading process requirements

FEES 6.5A The retail pool

MCOB 10.4 Total charge for credit

MAR 9.5 Frequently Asked Questions

EG 12.3 Criminal prosecutions in cases of market abuse

REC 6.2 Applications

SUP 3.1 Application

CONC 4.7 Information to be provided in relation to current account agreements

RCB 2.2 Applying for registration

SUP 15A.1 Application and notifications under EMIR

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

DISP App 3.7 Approach to redress at step 1

PERG 8.10 Types of financial promotion

DISP 3.3 Dismissal without consideration of the merits and test cases

COBS 10.2 Assessing appropriateness: the obligations