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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

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PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

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PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

APER 2.1A The Statements of Principle

PERG 8.31 Exclusions for advising on investments

PERG 10.1 Background

DTR 7.1 Audit committees

PERG 5.2 Introduction