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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

FEES App 1.3 Application Fees

As Published: 2024

FEES App 1.3 Application Fees

EG 5.2 When settlement decisions may take place

As Published: 2016

EG 5.2 When settlement decisions may take place

SUP 16.16 Prudent valuation reporting [deleted]

As Published: 2012

SUP 16.16 Prudent valuation reporting [deleted]

MAR 8.2 Requirements for benchmark submitters [deleted]

As Published: 2018

MAR 8.2 Requirements for benchmark submitters [deleted]

SUP 16.20 Submission of recovery plans and information for resolution plans [deleted]

As Published: 2015

SUP 16.20 Submission of recovery plans and information for resolution plans [deleted]

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

CONC 5A.1 Application, purpose and guidance

As Published: 2014

CONC 5A.1 Application, purpose and guidance

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

IPRU-INV 5 App 1 Glossary of terms for IPRU-INV 5

As Published: 2016

IPRU-INV 5 App 1 Glossary of terms for IPRU-INV 5

EG App 3.6 COPFS

As Published: 2016

EG App 3.6 COPFS

ICOBS 2.2 Communications to clients and financial promotions

As Published: 2010

ICOBS 2.2 Communications to clients and financial promotions

INSPRU 8.1 Application

As Published: 2006

INSPRU 8.1 Application

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

PERG 16.1 Introduction

As Published: 2019

PERG 16.1 Introduction

PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

PERG 17.7 Examples

As Published: 2014

PERG 17.7 Examples

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions