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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

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SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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COBS 6.1F Using a platform service for arranging and advising

As Published: 2011

COBS 6.1F Using a platform service for arranging and advising

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PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

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PERG 16.6 Exclusions

As Published: 2019

PERG 16.6 Exclusions

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CREDS 8.1 Application and purpose

As Published: 2011

CREDS 8.1 Application and purpose

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CREDS 3A.1 Application and purpose

As Published: 2016

CREDS 3A.1 Application and purpose

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DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

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CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

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COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

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MAR 5A.8 Reporting requirements

As Published: 2017

MAR 5A.8 Reporting requirements

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

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DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

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EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

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DISP 3.9 Delegation of the Ombudsman's powers

As Published: 2003

DISP 3.9 Delegation of the Ombudsman's powers

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COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

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PERG 13.2 General

As Published: 2011

PERG 13.2 General

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FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

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