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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

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EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

…

PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

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MCOB 1.5 Application to appointed representatives

PERG 5.12 Link between activities and the United Kingdom

RCB 4.2 Enforcement powers and penalties

DTR 1C.2 Modifying rules and consulting the FCA

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FEES 9.1 Application and purpose

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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

PERG 8.32 Arranging deals in investments