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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

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PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

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DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

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EG 9.6 Applications for variation or revocation of prohibition orders

As Published: 2015

EG 9.6 Applications for variation or revocation of prohibition orders

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DEPP 2.3 Decision notices and second supervisory notices

As Published: 2013

DEPP 2.3 Decision notices and second supervisory notices

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BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

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SUP 8.8 Revoking waivers

EG 7.5 Payment of financial penalties

SUP 2.4 'Mystery shopping'

COLL 7.2 Suspension and restart of dealings

COBS 12.4 Investment recommendations

INSPRU 7.1 Application

REC 1.2 Purpose, status and quotations, notes or references

EG 3.9 Power to require information relating to potentially unfair etc terms and notices

SUP 10C.5 FCA governing functions: Executive

SUP 10C.8 The other local responsibility function (SMF22)

PERG 5.4 The business test

RCB 4.2 Enforcement powers and penalties

DTR 1C.2 Modifying rules and consulting the FCA

RCB 6.2 Policy on decision and warning notices