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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 9.4 Information to clients concerning custody assets and client money

As Published: 2014

CASS 9.4 Information to clients concerning custody assets and client money

CASS 9.5 Reporting to clients on request

As Published: 2014

CASS 9.5 Reporting to clients on request

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

COLL 6.6A Duties of AFMs in relation to UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

As Published: 2017

MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

DEPP 4.2 Urgent statutory notice cases [deleted]

As Published: 2011

DEPP 4.2 Urgent statutory notice cases [deleted]

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

IPRU-INV 5 App 1 Glossary of terms for IPRU-INV 5

As Published: 2016

IPRU-INV 5 App 1 Glossary of terms for IPRU-INV 5

CONC 3.7A Financial promotions and communications: P2P agreements

As Published: 2016

CONC 3.7A Financial promotions and communications: P2P agreements

CASS 9.1 Application

As Published: 2010

CASS 9.1 Application

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2015

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

COBS 21.3 Further rules for firms engaged in linked long-term insurance business

As Published: 2008

COBS 21.3 Further rules for firms engaged in linked long-term insurance business

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

ICOBS 2.5 Acting honestly, fairly and professionally, exclusion of liability, conditions and warranties

As Published: 2015

ICOBS 2.5 Acting honestly, fairly and professionally, exclusion of liability, conditions and warranties

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

ICOBS 8.2 Motor vehicle liability insurers

As Published: 2013

ICOBS 8.2 Motor vehicle liability insurers

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application