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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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PERG 11.2 Guidance on property investment clubs

As Published: 2013

PERG 11.2 Guidance on property investment clubs

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TC App 3.1 Circumstances in which TC does not apply

As Published: 2007

TC App 3.1 Circumstances in which TC does not apply

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SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

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SUP 10A.9 Significant management functions [deleted]

As Published: 2014

SUP 10A.9 Significant management functions [deleted]

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Similar To

MCOB 11.5 Purpose

RCB 2.3 Determination of registration

REC 2A.4 Power and procedure for RAP penalties and censures

COLL 2.1 Authorised fund applications

GEN 4.4 Business for retail clients from non-UK offices

SYSC 4.9

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

FEES 8.1 [deleted]

SUP 2.4 'Mystery shopping'

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]