Search Result

341 - 360 of 1542 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

EG 19.35 Data Reporting Services Regulations 2024

As Published: 2017

EG 19.35 Data Reporting Services Regulations 2024

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2013

PERG 4.5 Arranging regulated mortgage contracts

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

SUP 10C.13 Variation of conditional and time-limited approvals

As Published: 2015

SUP 10C.13 Variation of conditional and time-limited approvals

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

As Published: 2018

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

EG 19.23 Electronic Money Regulations 2011

As Published: 2016

EG 19.23 Electronic Money Regulations 2011

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition