Search Result

241 - 260 of 1126 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

EG 19.21 The conduct of investigations under the Payment Services Regulations

As Published: 2016

EG 19.21 The conduct of investigations under the Payment Services Regulations

CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

SUP 16.20 Submission of recovery plans and information for resolution plans [deleted]

As Published: 2015

SUP 16.20 Submission of recovery plans and information for resolution plans [deleted]

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

COND 1.3 General

As Published: 2013

COND 1.3 General

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

COBS 14.4 Provision of information by an intermediate Unitholder

As Published: 2011

COBS 14.4 Provision of information by an intermediate Unitholder

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports