Search Result

181 - 200 of 882 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

CONC 3.7 Financial promotions and communications: credit brokers

As Published: 2014

CONC 3.7 Financial promotions and communications: credit brokers

MCOB 3A.2 The fair, clear and not misleading rules

As Published: 2015

MCOB 3A.2 The fair, clear and not misleading rules

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

CASS 11.5 Organisational requirements

As Published: 2014

CASS 11.5 Organisational requirements

COBS 10.3 Warning the client

As Published: 2017

COBS 10.3 Warning the client

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

COBS 10.1 Application

As Published: 2007

COBS 10.1 Application

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others