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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

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PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

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SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

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EG 9.6 Applications for variation or revocation of prohibition orders

As Published: 2015

EG 9.6 Applications for variation or revocation of prohibition orders

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COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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Similar To

CASS 6.4 Use of safe custody assets

ICOBS 5.3 Advised sales

PERG 14.6 Carrying on a regulated activity in the United Kingdom

PERG 14.4 Activities relating to home purchase plans

SUP 16.13 Reporting under the Payment Services Regulations

PERG 6.2 Purpose of guidance

RCB 4.1 Application and purpose

RCB 4.2 Enforcement powers and penalties

PERG 10.4A The application of requirements which implemented EU directives

RCB 6.2 Policy on decision and warning notices

APER 1.1A Application

REC 4.4 Complaints