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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

EG 19.35 Data Reporting Services Regulations 2024

As Published: 2017

EG 19.35 Data Reporting Services Regulations 2024

EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

ICOBS 6.2 Pre-contract information: general insurance contracts

As Published: 2015

ICOBS 6.2 Pre-contract information: general insurance contracts

PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

IPRU-INV 12.1 APPLICATION AND PURPOSE

As Published: 2017

IPRU-INV 12.1 APPLICATION AND PURPOSE