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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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COBS 12.4 Investment recommendations

As Published: 2007

COBS 12.4 Investment recommendations

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COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

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PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

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DISP App 3.9 Other matters concerning redress at steps 1 and 2

As Published: 2017

DISP App 3.9 Other matters concerning redress at steps 1 and 2

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GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

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DISP App 3.5 Re-assessing rejected claims at step 1

As Published: 2017

DISP App 3.5 Re-assessing rejected claims at step 1

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CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

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COBS 4.8 Cold calls and other promotions that are not in writing

As Published: 2007

COBS 4.8 Cold calls and other promotions that are not in writing

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MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

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Effective Period

Similar To

DEPP 6A.1 Introduction

SUP 15.2 Purpose

PERG 8.9 Circumstances where the restriction in section 21 does not apply

BIPRU 9.3 Requirements for originators and sponsors

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

SUP 11.2 Purpose

SUP 10A.14 Changes to an FCA-approved person's details

EG 4.11 Approach to interviews and interview procedures

SUP 5.4 Appointment and reporting process

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative