Search Result

681 - 700 of 1432 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

PERG 15.2 General

As Published: 2011

PERG 15.2 General

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

MCOB 1.5 Application to appointed representatives

As Published: 2004

MCOB 1.5 Application to appointed representatives

EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

EG 15.1 Introduction

As Published: 2016

EG 15.1 Introduction

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

MCOB 7.6 Mortgages: event-driven information

As Published: 2004

MCOB 7.6 Mortgages: event-driven information