Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

…

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

…

EG 9.6 Applications for variation or revocation of prohibition orders

As Published: 2015

EG 9.6 Applications for variation or revocation of prohibition orders

…

COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance

…

EG 2.1 Case selection and the use of enforcement powers

As Published: 2016

EG 2.1 Case selection and the use of enforcement powers

…

DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COBS 4.1 Application

COND 2.2 Location of offices

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

PERG 8.32 Arranging deals in investments

SUP 16.11 Product Sales, Performance and Back-book Data Reporting

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

PERG 6.2 Purpose of guidance

RCB 4.1 Application and purpose

BIPRU 12.3 Liquidity risk management

COLL 8.1 Introduction

DISP 2.1 Purpose, interpretation and application

DTR 6.4 Disclosure of Home State