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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

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EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

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MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

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MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

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Similar To

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

EG 5.5 The settlement discount scheme

EG 16.2 Disapplication orders

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

PERG 5.5 The regulated activities: dealing in contracts as agent

SUP 16.14 Client money and asset return

MCOB 9.1 Application

MCOB 8.3 Application of rules in MCOB 4

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

EG 19.32 The Payment Accounts Regulations 2015

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

PERG 7.6 Applications for a certificate

SUP 16.18 AIFMD reporting

MAR 5A.8 Reporting requirements

APER 2.1A The Statements of Principle

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

EG 15.3 Disqualification under section 345

EG 15.4 Disqualification under section 249 or section 261K

MAR 5.3A Systems and controls for algorithmic trading

MAR 5A.5 Systems and controls for algorithmic trading