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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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MCOB 7.5 Mortgages: statements

As Published: 2004

MCOB 7.5 Mortgages: statements

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MCOB 5.7 Business loans and loans to high net worth mortgage customers: tailored provisions

SUP 5.2 The FCA’s power

CONC 5A.2 Prohibition from entering into agreements for high-cost short-term credit

REC 4.9 Disciplinary measures

EG 11.4 Determining the amount of restitution

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SUP 4.4 Appropriate actuaries

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CREDS 8.2 Reporting requirements

COBS 22.2 Restrictions on the retail distribution of mutual society shares

REC 2.9 Transaction recording

MAR 5.3 Trading process requirements

PERG 5.8 The regulated activities: advising on contracts of insurance

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

EG 3.7 Investigations to assist overseas authorities (section 169)

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

DEPP 2.2 Warning notices and first supervisory notices

CASS 7.11 Treatment of client money

MCOB 7.5 Mortgages: statements