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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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CREDS 10.1 Application and purpose

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

SUP 16.11 Product Sales, Performance and Back-book Data Reporting

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

EG 20.1 Introduction

PERG 4.12 Appointed representatives

BIPRU 9.3 Requirements for originators and sponsors

EG 11.5 Other relevant powers

REC 6.6 Supervision

DTR 5.2 Acquisition or disposal of major proportions of voting rights

EG 15.3 Disqualification under section 345

EG 15.4 Disqualification under section 249 or section 261K

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

PERG 15.1 Introduction

PERG 8.31 Exclusions for advising on investments

SUP 15.2 Purpose

COBS 16.4 Statements of client designated investments or client money

BIPRU 7.7 Position risk requirements for collective investment undertakings

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)