Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CASS 11.6 Statutory trust

PERG 5.16 Meaning of ‘insurance distribution’ and ‘reinsurance distribution’

PERG 8.23 Regulated activities

CASS 6.7 Treatment of custody assets after a failure

CASS 7.16 The standard methods of internal client money reconciliation

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

MCOB 5.6 Content of illustrations

MAR 9.5 Frequently Asked Questions

EG 16.3 Applications under section 329(3) for variation or revocation of disapplication orders

CREDS 1.1 Application and purpose

SYSC 22.2 Getting, giving and updating references: the main rules

SUP 16.7A Annual report and accounts

PERG 13.2 General

CONC 6.8 Post contract business practices: credit brokers

DISP 2.7 Is the complainant eligible?

IPRU-INV 2.4 BONDING REQUIREMENT FOR ACCOUNTANTS

REC 6.6 Supervision

MAR 4.3 Support of the Takeover Panel's Functions

EG 7.1 The FCA’s use of sanctions

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy