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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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SUP 12.3 What responsibility does a firm have for its appointed representatives or FCA registered tied agents?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or FCA registered tied agents?

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PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

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PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

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SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

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PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

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BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

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Effective Period

Similar To

COLL 7.2 Suspension and restart of dealings

EG 1.1 Overview

REC 4.1 Application and purpose

SUP App 3.3 Background

SUP 10A.6 FCA governing functions

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BIPRU 9.10 Reduction in risk-weighted exposure amounts

PERG 13.6 CRD IV [deleted]

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation