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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

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DTR 5.11 Third country issuers

As Published: 2007

DTR 5.11 Third country issuers

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PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

As Published: 2015

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

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PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

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DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

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DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

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BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

As Published: 2007

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

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BIPRU 11.2 Basis of disclosures

As Published: 2013

BIPRU 11.2 Basis of disclosures

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MIPRU 1.2 Actions for damages

As Published: 2007

MIPRU 1.2 Actions for damages

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MCOB 3A.6 Home purchase plan financial promotions

As Published: 2015

MCOB 3A.6 Home purchase plan financial promotions

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CONC 8.1 Application

As Published: 2014

CONC 8.1 Application

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CONC 3.7A Financial promotions and communications: P2P agreements

As Published: 2016

CONC 3.7A Financial promotions and communications: P2P agreements

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