Search Result

761 - 780 of 1342 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 18.8 OPS firms - non scope business [deleted]

As Published: 2007

COBS 18.8 OPS firms - non scope business [deleted]

…

EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

…

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

…

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

…

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

…

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

…

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

…

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

…

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

…

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

…

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

…

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

…

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

…

EG 6.3 Decisions against ECA providers [deleted]

As Published: 2016

EG 6.3 Decisions against ECA providers [deleted]

…

IPRU-INV 12.4 NOTIFICATION REQUIREMENTS

As Published: 2017

IPRU-INV 12.4 NOTIFICATION REQUIREMENTS

…

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

…

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

…

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

…

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

…

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

…