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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

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DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

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CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

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MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

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PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

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PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

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REC 6.3 Recognition requirements

MCOB 9.1 Application

EG 4.6 What a subject of investigation can say to third parties

SUP App 3.6 Freedom to provide services

COLL 11.4 Depositaries

MCOB 12.4 Payment shortfall charges: regulated mortgage contracts

CASS 5.3 Statutory trust

EG 19.23 Electronic Money Regulations 2011

PR 5.6 Miscellaneous

BIPRU 8.7 Consolidated capital resources requirements

EG 3.9 Power to require information relating to potentially unfair etc terms and notices

EG 8.8 Other relevant powers

BIPRU 8.1 Application

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy