Search Result

661 - 680 of 1012 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 19E.1 Application

As Published: 2016

SYSC 19E.1 Application

COBS 18.9 ICVCs

As Published: 2007

COBS 18.9 ICVCs

COLL 9.2 Section 264 recognised schemes [deleted]

As Published: 2011

COLL 9.2 Section 264 recognised schemes [deleted]

PERG 3A.6 Territorial scope

As Published: 2019

PERG 3A.6 Territorial scope

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

CONC 5.1 Application [deleted]

As Published: 2018

CONC 5.1 Application [deleted]

FEES App 1 Annex 3 Emergencies [deleted]

As Published: 2019

FEES App 1 Annex 3 Emergencies [deleted]

COBS 4.8 Cold calls and other promotions that are not in writing

As Published: 2007

COBS 4.8 Cold calls and other promotions that are not in writing

CASS 11.5 Organisational requirements

As Published: 2014

CASS 11.5 Organisational requirements

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

As Published: 2008

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

COBS 18.7 Depositaries

As Published: 2007

COBS 18.7 Depositaries

REC 3.23 Default

As Published: 2011

REC 3.23 Default

COBS 10.5 Assessing appropriateness: guidance

As Published: 2007

COBS 10.5 Assessing appropriateness: guidance

ICOBS 2.3 Inducements

As Published: 2018

ICOBS 2.3 Inducements

COBS 9.5 Record keeping and retention periods for suitability records

As Published: 2007

COBS 9.5 Record keeping and retention periods for suitability records

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1