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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

…

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

…

REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

…

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

…

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

…

PERG 14.3 Activities relating to home reversion plans

As Published: 2006

PERG 14.3 Activities relating to home reversion plans

…

PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2010

PERG 14.6 Carrying on a regulated activity in the United Kingdom

…

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2019

PERG 16.5 How AIFMD affects other regulated activities

…

PERG 11.2 Guidance on property investment clubs

As Published: 2013

PERG 11.2 Guidance on property investment clubs

…

PERG 13.6 CRD IV [deleted]

As Published: 2007

PERG 13.6 CRD IV [deleted]

…

EG 12.2 FCA cautions

As Published: 2015

EG 12.2 FCA cautions

…

SYSC 4.9

As Published: 2015

SYSC 4.9

…

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

…

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

…

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

…

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

…

DTR 1C.2 Modifying rules and consulting the FCA

As Published: 2018

DTR 1C.2 Modifying rules and consulting the FCA

…

RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

…

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

…

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

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