Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

…

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 8.3 Use of the own-initiative powers

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

CONC App 1.2 Total charge for credit rules for other agreements

CONC 3.5 Financial promotions about credit agreements not secured on land

MCOB 5.7 Business loans and loans to high net worth mortgage customers: tailored provisions

CONC 5A.2 Prohibition from entering into agreements for high-cost short-term credit

MCOB 10.3 Formula and assumptions for calculating the APR

EG 10.5 Section 198: the FCA’s policy [deleted]

BIPRU 12.3 Liquidity risk management

CONC 2.7 Distance marketing

DTR 5.8 Procedures for the notification and disclosure of major holdings

APER 3.1 Introduction

SUP 17A.2 Connectivity with FCA systems

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

ICOBS 1.1 The general application rule

SUP 12.3 What responsibility does a firm have for its appointed representatives or FCA registered tied agents?

MIPRU 4.2F Exposures and risk weights

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

DISP 3.3 Dismissal without consideration of the merits and test cases