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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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REC 1.2 Purpose, status and quotations, notes or references

As Published: 2004

REC 1.2 Purpose, status and quotations, notes or references

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MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

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EG 9.8 The effect of the FCA's decision to make a prohibition order

As Published: 2016

EG 9.8 The effect of the FCA's decision to make a prohibition order

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EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

As Published: 2016

EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

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Similar To

SYSC 19B.1 Application

REC 4.4 Complaints

COBS 4.12 [deleted]

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

SYSC 3.1 Systems and controls

APER 4.1 Statement of Principle 1

COLL 6.8 Income: accounting, allocation and distribution

SUP 15.13 Notification by CBTL firms

MAR 10.5 Other reporting, notifications and information requirements

REC 3.21 Criminal offences and civil prohibitions

PERG 7.3 Does the activity require authorisation?

ICOBS 6.4 Pre- and post-contract information: protection policies

REC 2.10 Financial crime and market abuse

REC 4.2 The supervisory relationship with UK recognised bodies

MAR 10.2 Position limit requirements

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

REC 1.2 Purpose, status and quotations, notes or references

MCOB 6.9 Regulated sale and rent back agreements

EG 9.8 The effect of the FCA's decision to make a prohibition order

EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974