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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

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DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

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SYSC 19E.2 Remuneration policies and practices

As Published: 2016

SYSC 19E.2 Remuneration policies and practices

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

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MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

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CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

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COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

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DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

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IPRU-INV 14.2 SCOPE OF CONSOLIDATION

As Published: 2019

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

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SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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IPRU-INV 2.4 BONDING REQUIREMENT FOR ACCOUNTANTS

As Published: 2015

IPRU-INV 2.4 BONDING REQUIREMENT FOR ACCOUNTANTS

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

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SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

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MAR 5A.1 Application

As Published: 2017

MAR 5A.1 Application

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PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

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