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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

MAR 6.2 Purpose

As Published: 2017

MAR 6.2 Purpose

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

IPRU-INV 5.1 Application

As Published: 2016

IPRU-INV 5.1 Application

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

As Published: 2016

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose