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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

As Published: 2015

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

EG 2.15 Decision making in the context of regulatory enforcement action

As Published: 2016

EG 2.15 Decision making in the context of regulatory enforcement action

EG 10.1 Introduction

As Published: 2016

EG 10.1 Introduction

SUP 10A.2 Purpose

As Published: 2018

SUP 10A.2 Purpose

EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

CASS 6.7 Treatment of custody assets after a failure

As Published: 2017

CASS 6.7 Treatment of custody assets after a failure

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

APER 3.2 Factors relating to all Statements of Principle

As Published: 2015

APER 3.2 Factors relating to all Statements of Principle

APER 3.3 Factors relating to Statements of Principle 5 to 7

As Published: 2015

APER 3.3 Factors relating to Statements of Principle 5 to 7

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

EG 20.2 Information gathering and investigation powers

As Published: 2016

EG 20.2 Information gathering and investigation powers