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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

MCOB 3A.1 Application and purpose

As Published: 2015

MCOB 3A.1 Application and purpose

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under the MiFID regime and other sectoral legislation

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance

SUP 12.3 What responsibility does a firm have for its appointed representatives or FCA registered tied agents?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or FCA registered tied agents?

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

CONC 5.2 Creditworthiness assessment: before agreement [deleted]

As Published: 2015

CONC 5.2 Creditworthiness assessment: before agreement [deleted]

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative