Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

EG 7.9 Suspensions of voting rights

As Published: 2016

EG 7.9 Suspensions of voting rights

…

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

…

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

…

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

APER 3.1 Introduction

GENPRU 3.1 Application

SUP 17A.2 Connectivity with FCA systems

BIPRU 3.4 Risk weights under the standardised approach to credit risk

APER 4.5 Statement of Principle 5

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

FEES 3.1 Introduction

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

REC 2.1 Introduction

EG 7.2 Alternatives to sanctions

DISP App 3.5 Re-assessing rejected claims at step 1

CASS 10.1 Application, purpose and general provisions

CASS 7.15 Records, accounts and reconciliations

PERG 8.8 Having an effect in the United Kingdom

SUP 16.22 Reporting under the Payment Accounts Regulations