Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

…

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

…

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

…

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

…

SUP 16.17 Remuneration reporting [deleted]

As Published: 2012

SUP 16.17 Remuneration reporting [deleted]

…

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

FIT 1.2 Introduction

COND 1.3 General

SUP 6.2 Introduction

EG 16.2 Disapplication orders

EG 3.10 Liaison where other authorities have an interest

EG 2.12 Co-operation

MAR 8.3 Requirements for benchmark administrators [deleted]

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

REC 2.16 Complaints

EG 4.13 Preliminary findings letters and preliminary investigation reports

PERG 8.4 Invitation or inducement

REC 4.4 Complaints

PRIN 1.1 Application and purpose

DEPP 6.7 Discount for early settlement

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

FEES 3.2 Obligation to pay fees

DTR 8.5 Supervision of primary information providers

EG 10.4 Other relevant powers

SUP 16.17 Remuneration reporting [deleted]

REC 2.5 Systems and controls, algorithmic trading and conflicts