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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

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CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

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PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

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PERG 2.10 Persons carrying on regulated activities who do not need authorisation

CREDS 8.3 Approved persons

SYSC 7.1 Risk control

PERG 8.36 Illustrative tables

PERG 2.11 Persons who are exempt for credit-related regulated activities

PERG 2.5 Investments and activities: general

SUP 10C.9 Minimising overlap with the PRA approved persons regime

COCON 1.1 Application

SYSC 4.1 General requirements

PERG 5.11 Other aspects of exclusions

REC 2.3 Financial resources

SUP 10C.15 Forms and other documents and how to submit them to the FCA

SUP 10C.13 Variation of conditional and time-limited approvals

FEES 6.7 Payment of levies

ICOBS 8.4 Employers’ Liability Insurance

DEPP 5.1 Settlement decision makers

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

CASS 5.5 Segregation and the operation of client money accounts

PERG 10.5 Employers and affinity groups (such as trade unions)