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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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EG 2.11 Senior management responsibility

As Published: 2015

EG 2.11 Senior management responsibility

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CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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CASS 11.10 Payments to creditors

As Published: 2014

CASS 11.10 Payments to creditors

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Similar To

PERG 4.7 Entering into a regulated mortgage contract

REC 2.11 Custody

REC 6.3 Recognition requirements

BIPRU 4.7 The IRB approach: Equity exposures

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

CONC App 1.2 Total charge for credit rules for other agreements

COBS 18.1 Trustee Firms

CONC 5A.2 Prohibition from entering into agreements for high-cost short-term credit

COBS 8.1 Client agreements: non-MiFID designated investment business

MCOB 10.3 Formula and assumptions for calculating the APR

BIPRU 7.4 Commodity PRR

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]