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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

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GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

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DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

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PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

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SUP 10C.7 Other overall responsibility function (SMF18)

As Published: 2015

SUP 10C.7 Other overall responsibility function (SMF18)

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

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SYSC 13.10 Insurance

As Published: 2006

SYSC 13.10 Insurance

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REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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CASS 1.1 Application and purpose

As Published: 2004

CASS 1.1 Application and purpose

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