Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 5.4 Stock lending

SUP 16.3 General provisions on reporting

SUP 10A.4 Specification of functions

REC 2.12 Availability of relevant information and admission of financial instruments to trading

SUP 3.8 Rights and duties of auditors

PERG 4.3 Regulated activities related to mortgages

REC 3.5 Disciplinary action and events relating to members of the management body

REC 4.3 Risk assessments for UK recognised bodies

REC 2.1 Introduction

REC 4.2 The supervisory relationship with UK recognised bodies

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

REC 3.18 Membership

COCON 2.3 Firms: training and breaches

SYSC 9.1 General rules on record-keeping

BIPRU 12.5 Individual Liquidity Adequacy Standards

BIPRU 5.7 Unfunded credit protection

PERG 9.5 The property condition (section 236(2) of the Act)

SUP 3.6 Firms' cooperation with their auditors

SYSC 22.2 Getting, giving and updating references: the main rules

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 271L, 271N, 271R, 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under sections 271A or 272, or issue the operators of such schemes with a public censure: the FCA’s policy