Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

…

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

…

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 7.7 Post-certification issues

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

COCON 1.1 Application

SUP 16.21 Reporting under the MCD Order for CBTL firms

EG 2.3 Case selection: Threshold Conditions cases

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

REC 4.1 Application and purpose

SYSC 8.1 General outsourcing requirements

BIPRU 7.9 Use of a CAD 1 model

PERG 2.7 Activities: a broad outline

CASS 1A.3 Responsibility for CASS operational oversight

APER 3.1 Introduction

EG 7.6 Private warnings

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

SUP 9.2 Making a request for individual guidance

FEES 9.2 PSR fees

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral