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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10C.3 General material about the definition of controlled functions

As Published: 2015

SUP 10C.3 General material about the definition of controlled functions

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REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

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SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

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ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2015

ICOBS 6.4 Pre- and post-contract information: protection policies

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DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

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MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

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COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

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GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

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CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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CONC 8.3 Pre contract information and advice requirements

As Published: 2014

CONC 8.3 Pre contract information and advice requirements

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COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

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FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

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REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

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PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

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